Wealth Professional forum - have your say

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Topic & Comments
Finance broker steals clients’ identities to buy cars by WP | 28/03/2014 11:05:17 AM

A former finance broker has admitted that she stole the identities of former clients in order to buy cars, sell them, and keep the cash from the saleread more

Grandfathering to be separated from frozen FoFA regulations? by Sophie Schroder | 28/03/2014 9:48:50 AM

If the FPA has its way, the proposed grandfathering of existing remuneration from the ban on conflicted remuneration could be separated from the now-frozen FoFA regulationsread more

Penalties must “inject fear” into would-be white collar criminals by Sophie Schroder | 27/03/2014 3:05:02 PM

In his opening address at the 2014 annual forum, ASIC’s chairman emphasised the need for the commission’s penalties to inject fear into any potential law-breakersread more

Week in review: Corruption, resignation and FoFA legislation by Sophie Schroder | 27/03/2014 10:02:23 AM

As far as weeks go, this one has been a cracker: It kicked off with the Assistant Treasurer standing down due to his involvement in a major corruption case. Amongst this furore, the FoFA amendments he headed were suddenly pushed through Parliament with the launch of the coalition’s red tape repealread more

Deceptive businessman banned for life by ASIC by Hillary Dean | 26/03/2014 9:56:50 AM

A former authorised representative has been permanently banned by ASIC after an investigation found he had engaged in misleading and deceptive conductread more

“Worrying” reliance on superannuation life insurance by Sophie Schroder | 25/03/2014 6:17:26 PM

A survey of more than 1,000 Australian’s has revealed a worrying trend of reliance on superannuation cover in the event of sudden deathread more